411 REFERENCE · Wikibooks
General Securities Representative Exam
Reference material by Wikibooks contributors. This retains its source identity and is not 411 news reporting.
This book covers the information needed to pass the NASD series 7 securities license exam in the United States. It is required to pass this exam to be a "general securities representative".
Contents
/Equity Securities/
/Debt Securities/
/Municipal Securities/
/Options/
/Customer Accounts/
/Margin Accounts/
/Securities Issuance and Investment Banking/
/Securities Trading/
/Brokerage Support Services/
/Investment Company Products/
/Retirement Plans/
/Variable Annuities/
/Direct Participation Programs/
/Economics and Analysis/
/Ethics/
/Taxation/
/Government and State Regulations/
/Self Regulating Organizations Regulations/
External resources
Study Guide for Series 7
Financial regulation Professional licensing
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